GRC-MCP-Server

its-bash33r-here/GRC-MCP-Server

3.1

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A Model Context Protocol (MCP) server for Governance, Risk, and Compliance (GRC) operations, providing a standardized interface for managing risk assessments, compliance reports, and policy documents.

GRC MCP Server

A Model Context Protocol (MCP) server for Governance, Risk, and Compliance (GRC) operations. This server provides a standardized interface for managing risk assessments, compliance reports, and policy documents in organizations.

Overview

The GRC MCP Server is designed to help organizations manage their governance, risk, and compliance needs through a standardized API. It provides tools for:

  • Risk Assessment Management
  • Compliance Reporting
  • Policy Document Management

Features

Risk Assessment Management

  • Create and track risk assessments
  • Evaluate risks with impact and likelihood scores (1-5)
  • Assign ownership and track mitigation plans
  • Set and monitor due dates

Compliance Reporting

  • Generate compliance reports for various regulations
  • Track compliance status (compliant, non-compliant, in-progress)
  • Document findings and observations
  • Maintain audit trails with timestamps

Policy Document Management

  • Create and version policy documents
  • Track document approvals
  • Manage effective dates and review schedules
  • Maintain policy history

Use Cases

  1. Enterprise Risk Management

    • Identify and assess operational risks
    • Track risk mitigation efforts
    • Generate risk reports for management
    // Example: Creating a risk assessment
const riskAssessment = {
  riskName: "Data Center Power Failure",
  description: "Risk of main data center power system failure",
  category: "Infrastructure",
  impact: 5,
  likelihood: 2,
  mitigationPlan: "Implement redundant power systems",
  owner: "Infrastructure Team",
  dueDate: "2025-06-30T00:00:00Z"
};

  2. Regulatory Compliance

    • Track compliance with industry regulations
    • Document compliance evidence
    • Manage compliance findings
    // Example: Creating a compliance report
const complianceReport = {
  title: "GDPR Annual Assessment",
  regulationId: "GDPR-2024",
  status: "in-progress",
  findings: [
    "Data retention policies need update",
    "Access controls require review"
  ]
};

  3. Policy Management

    • Centralize policy documentation
    • Track policy approvals and reviews
    • Manage policy lifecycle
    // Example: Creating a policy document
const policyDocument = {
  title: "Remote Work Security Policy",
  content: "Detailed policy content...",
  version: "1.0.0",
  approvedBy: "Security Committee",
  effectiveDate: "2025-05-01T00:00:00Z",
  reviewDate: "2026-05-01T00:00:00Z"
};

Industry Use Cases

1. Financial Services

  • Banking & Investment 
    // SOX Compliance Report
const soxReport = {
  title: "SOX 404 Controls Assessment",
  regulationId: "SOX-404-2025",
  status: "in-progress",
  findings: [
    "Transaction approval matrix needs updating",
    "Access provisioning controls require enhancement"
  ]
};

// Financial Risk Assessment
const fraudRisk = {
  riskName: "Payment Fraud Detection",
  description: "Risk of unauthorized transaction processing",
  category: "Financial Crime",
  impact: 5,
  likelihood: 3,
  mitigationPlan: "Implement ML-based fraud detection",
  owner: "Financial Crime Team",
  dueDate: "2025-09-30T00:00:00Z"
};

2. Healthcare

  • HIPAA Compliance 
    // Patient Data Protection Policy
const hipaaPolicy = {
  title: "Protected Health Information Handling Policy",
  content: "Detailed PHI handling procedures...",
  version: "3.2.1",
  approvedBy: "Privacy Officer",
  effectiveDate: "2025-05-15T00:00:00Z",
  reviewDate: "2026-05-15T00:00:00Z"
};

// Patient Data Risk Assessment
const dataBreachRisk = {
  riskName: "PHI Data Breach",
  description: "Risk of unauthorized PHI access",
  category: "Data Privacy",
  impact: 5,
  likelihood: 2,
  mitigationPlan: "Implement encryption at rest and in transit",
  owner: "Information Security",
  dueDate: "2025-07-01T00:00:00Z"
};

3. Technology Companies

  • Cloud Service Providers 
    // GDPR Compliance
const gdprReport = {
  title: "GDPR Data Processing Assessment",
  regulationId: "GDPR-2025-Q2",
  status: "compliant",
  findings: [
    "Data retention policies updated",
    "Cross-border transfer mechanisms verified"
  ]
};

// Cloud Infrastructure Risk
const cloudRisk = {
  riskName: "Multi-Region Availability",
  description: "Risk of service disruption in primary region",
  category: "Infrastructure",
  impact: 4,
  likelihood: 2,
  mitigationPlan: "Implement active-active multi-region deployment",
  owner: "Cloud Operations",
  dueDate: "2025-08-15T00:00:00Z"
};

4. Manufacturing

  • Quality Management 
    // ISO 9001 Compliance
const isoReport = {
  title: "ISO 9001:2025 Quality Management Audit",
  regulationId: "ISO-9001-2025",
  status: "in-progress",
  findings: [
    "Process documentation requires updating",
    "Quality metrics dashboard implementation needed"
  ]
};

// Safety Policy
const safetyPolicy = {
  title: "Workplace Safety Protocol",
  content: "Comprehensive safety procedures...",
  version: "2.1.0",
  approvedBy: "Safety Committee",
  effectiveDate: "2025-06-01T00:00:00Z",
  reviewDate: "2026-06-01T00:00:00Z"
};

5. Government & Defense

  • Cybersecurity Compliance 
    // CMMC Assessment
const cmmcReport = {
  title: "CMMC Level 3 Compliance Assessment",
  regulationId: "CMMC-L3-2025",
  status: "non-compliant",
  findings: [
    "Access control policies need enhancement",
    "Incident response plan requires updating"
  ]
};

// Security Classification Policy
const classificationPolicy = {
  title: "Data Classification and Handling",
  content: "Classified information handling procedures...",
  version: "4.0.0",
  approvedBy: "Security Director",
  effectiveDate: "2025-05-01T00:00:00Z",
  reviewDate: "2025-11-01T00:00:00Z"
};

Benefits by Industry

Financial Services

  • SOX compliance automation
  • Risk assessment standardization
  • Audit trail maintenance
  • Policy version control

Healthcare

  • HIPAA compliance tracking
  • Patient data protection
  • Privacy policy management
  • Security risk assessment

Technology

  • GDPR/CCPA compliance
  • Cloud security standards
  • DevSecOps integration
  • Incident response tracking

Manufacturing

  • ISO compliance management
  • Quality control documentation
  • Safety procedure tracking
  • Supplier risk assessment

Government

  • CMMC compliance
  • Security clearance management
  • Classification policy enforcement
  • Audit readiness

API Authentication

The server uses Bearer token authentication. Include your API key in requests:

Authorization: Bearer YOUR_API_KEY

Development Setup

  1. Install dependencies:

    npm install

  2. Create .env file:

    API_KEY=your_api_key_here

  3. Start development server:

    npm run dev:env

Docker Deployment

Build and run with Docker:

npm run docker:build
npm run docker:run

Testing

The server includes comprehensive test cases for all major functionality. Run tests with:

npm test

Test Cases

  1. Risk Assessment Tests

    • Create risk assessment with valid data
    • Validate risk impact/likelihood ranges
    • Update existing risk assessment
    • List all risk assessments
    • Delete risk assessment

  2. Compliance Report Tests

    • Create compliance report
    • Update compliance status
    • Add findings to report
    • List all reports
    • Delete report

  3. Policy Document Tests

    • Create policy document
    • Version control testing
    • Update policy content
    • List all policies
    • Delete policy

  4. Authentication Tests

    • Valid API key authentication
    • Invalid API key rejection
    • Missing authentication header

Integration Examples

Risk Assessment Creation

const response = await fetch('http://localhost:3000/api/risk-assessments', {
  method: 'POST',
  headers: {
    'Authorization': 'Bearer YOUR_API_KEY',
    'Content-Type': 'application/json'
  },
  body: JSON.stringify({
    riskName: "Supply Chain Disruption",
    description: "Risk of critical supplier failure",
    category: "Operations",
    impact: 4,
    likelihood: 3,
    mitigationPlan: "Develop backup suppliers",
    owner: "Procurement Team"
  })
});

Compliance Report Query

const response = await fetch('http://localhost:3000/api/compliance-reports', {
  headers: {
    'Authorization': 'Bearer YOUR_API_KEY'
  }
});
const reports = await response.json();

Contributing

  1. Fork the repository
  2. Create your feature branch
  3. Commit your changes
  4. Push to the branch
  5. Create a new Pull Request

License

ISC License